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Legal Citation GuideMurdoch University Library and Murdoch University School of LawAnne Greenshields & Anne Young Third Edition July 2003 Copyright 2003 Murdoch University Download a pdf version of this Guide Revison Note: July 2004.
Contents
IntroductionWhat is 'legal citation'? It is a standardardized set of guidelines that allows the writer of legal discourse to refer to legal authorities and sources with enough clarity to enable the reader to find or follow those references. This referencing of statements and sources of law must be done clearly, concisely and consistently to ensure efficient and accurate location of these sources. The rules set down on how this should be done vary from jurisdiction to jurisdiction, being a mixture of legal conventions and rules established by various recognised legal bodies. The 'rules' set down in this document serve as a guide for Murdoch students; consistency is the key to their use. Individual academics may require use of specific rules that vary from those given herein, but it is to be assumed that if no direction is given otherwise, the guidelines given in this booklet will be sufficient for writing submitted to the Law School at Murdoch University. The footnote citation system has been generally adopted by Australian writers in relation to secondary legal materials. To answer questions about the footnote citation system used by the Murdoch Law School you should consult, in order of priority:
Learning the language of legal citation requires thoroughness in legal research. An essential part of the research process is ensuring you collect relevant information together with sufficient details about the source to ensure correct citation Familiarity with common legal abbreviations is necessary. There are standard abbreviations, and lists of these are found in legal research texts and in pamphlets put out by the Law Librarians. Avoid idiosyncratic abbreviations unless the source is given in full and use of the abbreviation is acknowledged. Punctuation marks are optional in modern legal citation. This guide eschews the use of superfluous punctuation. Two general guidelines have been adopted in this guide in relation to document titles. Titles of the primary legal material, cases and statues, are cited in italics with all words and names capitalised. In relation to secondary materials the title of the main work or series title is italicised. The first letter of the title and then all words except articles, connectives and prepositions are capitalized. Students should consult the guide under the document type for more specific rules and citation examples. Keep in mind that legal citation aims to do two things, in limited space:
Legal citation makes use of the 'footnote method of citation' which is also referred to as 'footnote-endnote citation'. Writers may also be required to include a bibliography of works used in research, but this requirement will be made in addition to footnotes. If there is not going to be a bibliography included, then all relevant information must be included in the footnotes, including the publication details of books. A bibliography may comprise three (3) lists: (1) list of texts and journal articles used, given alphabetically by author surname; Quite often, a lecturer will only require the first to be included in a bibliography. Students should seek clarification from their lecturers if need be. Electronic SourcesThe primary principle in citing electronic documents is the same as for citing print resources: you need to give sufficient information to be able to locate the document. Much of the information required will be the same as for printed sources. However, electronic sources require the introduction of additional citation elements, such as media, name of the database, supplier, electronic address and access date. The information required will depend on the resource being cited.Principles covering the citation of most electronic documents will be covered under their document type. For example for journal articles obtained electronically, see the section on journal articles. For anything else, see the section on internet sources. There are no set standards for citing electronic documents, and no agreement
on whether both hardcopy and electronic versions of a document should be given.
In general, this guide suggests you cite the material in the format you used.
Hence, if you have used the printed version of a document, cite that version.
If you have only used the electronic version, cite the electronic version. In
some instances this may include the citation to the printed version, if the
citation is included in the electronic version. An exception is made for primary
materials, which should be cited in their hardcopy version, followed by details
of the electronic version. Citation Reference Point or Pinpointing ReferenceCiting to a specific page or paragraph number within a document is called a pinpoint reference or a citation reference point. In recent times cases include paragraph numbers which are the same in print or electronic form; they are 'media neutral'. Documents acquired electronically often do not have any internal markings such as page or paragraph numbers and this presents researchers with a major problem in relation to pinpoint referencing. Suggestions for pinpoint referencing include:
While none of these options is entirely satisfactory, they may in some instances be the only way to give some accuracy to a pinpoint citation, until some form of internal marking becomes standard within all electronic documents. Whichever option you choose, it is advisable to keep a printed copy of any document obtained electronically to enable you to easily refer back to it if required.
Use of Latin TermsThere are a number of Latin terms that have traditionally been used in legal citation. The current trend is to replace those terms with their English equivalents wherever possible. This leaves only two Latin terms that are still used:
Neither is used if there is more than one authority cited in the previous footnote. They are never used when there is an intervening citation.
The following Latin terms should, preferably, be no longer used:
'Above' is used to indicate that a reference is to an article, book, or case which has been cited earlier in the text. The name of the article, book, or case does not need to be repeated again. 'n' in the example below means a footnote number within the text.
If the name of the authority being cited a second time is not given in the text, then it is indicated by the party names or the author's surname in the footnote.
When there are no rules There will always be documents or sources used in research which is not covered by a clear citation rule. If the following citation guides do not provide sufficient guidelines or rules for citing documents then the researcher must refer to other standard citation texts. If no citation rule can be found then the researcher must improvise. The keys to successful improvisation remain clarity and consistency, with the view to giving the reader concise information regarding the source document and its location. If this document does not provide adequate guidance you should consult, in order of priority:
If these do not provide adequate rules for your citation needs then consult more widely looking at
Primary SourcesA. Legislation
Statutes (Acts)The full citation of a statute must include the following elements, in this order:
Legislation accessed from electronic sources While standards have not yet been uniformly accepted in relation to citing all documents, particularly those obtained from an electronic source there are some rules in relation to legislation which are generally accepted. The rules above can be viewed as media neutral citations for statutes and are based upon the understanding that the statutes referred to are from a reliable source and are current. However there are times where there is a requirement to be absolutely clear about the currency of the legislation being discussed. If the legislation referred to is from an online source from another jurisdiction and may be hard to find without access details included in the citation. When citing legislation accessed from an electronic source where the source and currency information is required use the rules outlined above and then add the following; (4) Web address of source , or name of subscription database in angled brackets
BillsBills are cited by their short title, substituting the word 'Bill' for 'Act'. No part of the citation is italicised, otherwise cite as for statutes. Parts of a Bill are clauses rather than sections.
Subordinate legislation (Regulations, Statutory Rules, By-Laws, Orders)The method of citing subordinate legislation varies with the jurisdiction, and with the type of subordinate legislation.The citation of subordinate legislation may include the following elements wherever applicable:
Rules of CourtCitation of the rules of court varies with the jurisdiction. The following elements should be included where applicable:
All elements of the citation are given in roman type.
Other jurisdictionsThe titles of Acts of the Parliaments of the United Kingdom and New Zealand are presented in roman type; otherwise they are cited in the same way as Australian statutes. For other jurisdictions consult relevant citation guides.
B. Cases
Reported decisionsThe correct citation of a reported case includes the following elements in order:
(1) Party names - traditionally the names of the parties to a case are in italics. The 'v' between party names is in roman type and lower case, but often an italicised 'v' is regarded as acceptable for the sake of key stroke convenience. Only the surnames of the parties should be used. If there is more than one party on either side, cite only the first name listed. The omission may be indicated by the use of '& Ors' meaning 'and others'. If given names and initials form part of a company or business name, they should be included in the citation. Abbreviations for corporate names (e.g. Pty Ltd; Co.) are used, and the titles of some public officers are also abbreviated (e.g. DPP, A-G). In criminal cases the Crown is abbreviated to 'R'. (2) Year - this follows the party names. It is enclosed in either round or square brackets. Square brackets are used where the year is an integral part of the report title, i.e. where the report series does not have volume numbers, or where the volume numbering recommences at the start of each year. Where the year is not an essential element of the report citation, it is given in round brackets and is the year in which the decision was handed down, which is not always the same as the year the report series volume was published. (3) Volume number - if there is a volume number as part of the report series title then it must be indicated immediately after the year. (4) Abbreviated title of the report series - there are standard forms of abbreviation for most law report series. The series often specifies this standard at the beginning of each volume. Murdoch University Library produces a pamphlet listing of the abbreviations of all law reports series held in its law collection. Other guides to abbreviations held at Murdoch University Library are located at R 340.0148 (5) Page number - give the page number at which the case begins in the series of reports cited. (6) Citation reference point (also called pin point reference): a reference
to a specific page within a report which is put at the end of the citation,
preceded by a comma. (7) Popular or shortened name. Where a case has a particularly long name, or where there is a popular name in common usage, the first citation to the case must be in full, with second and subsequent citations using the shortened form which is indicated in the first citation by means of round brackets. If citing a particular passage from a case, the name of the judge should be included in parentheses at the end of the citation. Apart from the party names, all other elements of a case citation are given in roman type.
Where a case is reported in both an authorised and unauthorised report series, preference should be given to citing from the authorised series. If it is not possible to use the authorised series, the details should still be included in the case citation, with the authorised series cite appearing first. Subsequent series cites should each follow a semi colon.
Unreported Decisions - Media Neutral CitationMedia neutral citation is a method of citing unreported judgments which does not discriminate between judgments published in electronic media or print media formats. Each court has an identifier and within each year each judgment is given a running number. Each paragraph within the case is numbered, this increases precision in pinpoint citation within the judgment. Media neutral citation formats are required by the Supreme Court of WA for the citation of unreported judgments published on or after 30 April 1999 in accordance with 'Practice Directions, No. 2 of 1999'. Other Australian Courts have also adopted media neutral citation formats for judgments. The citation should include the following elements:
(1) Parties names (in italics)
Parallel citation (Western Australia only)Where a judgment is later reported, the media neutral citation is given first, followed by the citation to the reported case.
Unreported decisions (prior to the introduction of media neutral citation)It should be noted that unreported decisions do not hold as much weight in legal argument as a decision that has been reported. If a case has not been reported, its full citation should include the following elements, in the specified order:
(1) Party names (1) Party names - the citation of the party names in unreported decisions follows the same rules for reported decisions. The party names are followed by a comma. (2) The word unreported is given in lowercase, followed by a semicolon. (3) Court - the name of the court in which the case was decided is given in full or abbreviated format in roman type, and followed by a semicolon. (4) File number - all court actions are allocated a number by the court
in which they are heard. (5) Date - the date on which the decision of the court was handed down or delivered.
Tribunal decisionsSignificant decisions of the many tribunals, like court decisions, go on to be published in various law report series. In these cases, cite the decision in the same manner as reported court decisions. If not reported, use media neutral citation if available. If the decision is neither reported, nor has a media neutral citation, then use the following elements where given. (1) Party names (1) Party names - use names as given on judgment in italics. Some tribunals, e.g. Refugee Review Tribunal, do not give party names. Begin these citations with the name of the tribunal. (2) Name of tribunal - in roman type and in full. (3) Place of hearing - in roman type if given. (4) Date of decision - this is not the date of the hearing but the date the decision was handed down. (5) Tribunal reference number - cite as for court number in unreported decisions (prior to media neutral citation).
Decisions of the National Native Title Tribunal (NNTT)Some decisions will be published in law report series. In these cases, cite the decision in the same manner as reported court decisions. If not reported, use media neutral citation if available. If the decision is neither reported, nor has a media neutral citation, follow the Tribunal's guidelines for citing determinations and rulings which are set out below. (1) The citation should be begin with "Re". (2) In general, the citation should contain a primary reference to a party (see below), followed by a reference to the type of application before the Tribunal. (3) The primary reference in the case of native title and compensation applications, and objections to expedited procedure, should be to the Aboriginal group or language group name of the claimants, (4) The primary reference in the case of non-claimant applications should be to the applicant. (5) The primary reference in the case of a future act application should be to the applicant. Where the applicant is a native title party, the reference should be to the Aboriginal or language group name. (6) Types of applications before the Tribunal are:
(a) Native Title Application eg Re Wiradjuri People's Native Title Application (7) Follow this information with:
C. Treaties and ConventionsA citation to a treaty or other international agreement should include these elements in the following order:(1) Name of the agreement The title of the agreement is given in italics, all other information is given in roman type. (1) Name of the agreement in full - if the treaty's name is very long or it is known by a popular name, subsequent citations to the treaty may use the shorter or popular name indicated by round brackets. (See point 6) (2) Date of the signing - for relevant country, i.e. Australia, or the date of original agreement. (3) Signatories - signatories to a multilateral treaty may be included in parenthesis at the end of the citation. When citing a bi-lateral agreement, indicate both parties immediately after the date if they are not mentioned in the title. Join the party names by a hyphen. (4) Subdivision referred to (if applicable) - use abbreviations art for article, para for paragraph. (5) Source in which the treaty can be found - include the reference for the specific country series first, followed by the general series if possible. (6) Shortened or common name - where an international agreement has a common or popular name, or it is cited frequently, the shortened name may be included in round brackets after the Treaty Series citation. (7) Specific information - date of entry into force for Australia and names of parties which may be signatories, may be included in brackets at the end of the citation.
Secondary SourcesThe full citation of a book includes the following elements in the specified order:
(1) Author, joint author, editor, translator (1) Single author - the author's full name, as it appears on the title page, must always be given in the first citation of a work. The order should be last name, followed by given name or initials, followed by a comma. Include any designation or suffix such as Jr or III, including punctuation, exactly as it is given on the title page. The name given on the library catalogue immediately after the title (rather than in the author field) is always taken from the title page. Joint authors - where a work is written by two authors, their names should appear in the order in which they are given on the title page of the publication, authors names are separated by an ampersand (&). A work by more than two authors is cited using the first author's name followed by "et al" prior to the comma. Editor - the editor(s) of a collection of essays is cited in the same way as an author and joint authors above, with the addition of the abbreviation "(ed)" or "(eds)" prior to the comma. The same methodology is used for compiler (comp), translator (trans) and reviser (rev) where their role is paramount to the work. (2) Title - the title used should be that given on the title page of the publication not that used on the spine or cover. If the title is long or complicated, subsequent citations may use an abbreviated form. The title must always be in italics or underlined. Titles and sub-titles are separated by " : ", that is a colon with a space on either side. Capitalise the first letter of the title, the sub-title (if relevant) and then all words except articles, connectives and prepositions. (3) Volume number - the volume number (if applicable) follows the title and precedes the publication information. "Volume" in abbreviated to "vol", "volumes" to "vols", the volume number is cited in Arabic numerals and the title and the volume number are separated by a comma. (4) Edition - any edition other than the first edition should be indicated, with this information following the title of the work after the volume information. A revised edition should also be indicated. "Edition" is abbreviated to "ed", "revised' to "rev'd". (5) Publication Information - publication information is enclosed in brackets and includes in the following order:
(5.1) Place of publication followed by a colon. Do not use full stops after initials. Use the abbreviations for Australian jurisdictions indicated in the legislation section of this guide.
(6) Citation reference point, or pinpoint reference- the final element of the citation is the specific page or chapter reference preceded by a comma.
If you are citing a contribution to a collected work, give the author and title of the chapter or section, as well as the author and title of the whole book. The title of the chapter is placed in inverted commas.
If a bibliography containing full publication details is included, it is common and acceptable for footnotes to be less expansive as to publication details, stating only year of publication, or year and edition.
B. Journal ArticlesThe full citation of an article from a periodical includes the following elements, in this order:
(1) Author(s) (1) Author - the author's surname is given first, followed by initials. Where an article has more than one author, list up to two authors, including initials, using an ampersand between authors. If there are more than two authors, use the first author's name followed by "et al" prior to the comma. Include any designation or suffix such as Jr or III. A comma is used after the author element. Do not add full stops after the initials or after et al. (2) Title - the title of the article is given in quotation marks. Titles and sub-titles are separated by " : ", that is a colon with a space on either side. Capitalise the first letter of the title, the sub-title (if relevant) and then all words except articles, connectives and prepositions. (3) Year of publication - the publication year is enclosed in brackets. If the journal does not have volume numbers, include the year of publication in square brackets. If the journal is identified by volume numbers, then the year is enclosed in round brackets. (4) Volume number - the volume number follows the year of publication. Only where issues within a volume have individual pagination, the issue number is placed immediately following the volume number, separated by a colon. (5) Name of the periodical - the abbreviated title of the journal is used in italics. There are accepted standard abbreviations for many journal titles; these are sometimes found at the front of each issue. If the periodical may be unfamiliar, use its name in full. (6) First page of the article - the first page number of the article is indicated after the name of the journal. (7) Citation reference point, or pinpoint reference - where there is a specific reference point within the article, the page number of that point is placed after the first page number of the article, the two being separated by a comma.
Journal articles accessed from electronic sources When citing journal articles from an electronic source, for example a database such as Proquest or LexisNexis, or from Internet sources, use the rules outlined above and then add the following: (8) Publication media (Electronic)
C. NewspapersArticles from newspapers are cited in a manner similar to articles from journal articles. The full citation of an article from a newspaper includes the following elements, in this order:
(1) Author (1) Author - signed articles should include the full initials of the author; the citation of an unsigned article begins with the title of the piece. (2) Title - the title of the article is enclosed in quotation marks. Capitalise the first letter of the title and then all words except articles, connectives and prepositions. For untitled articles (i.e. Letters to the Editor) include a description of the piece cited after the author details. Do not enclose the description in quotation marks. (3) Newspaper - the name of the newspaper is italicised. Following the name of the newspaper include in round brackets the place of publication if it is not evident from the name. (4) Date - include in this element the day(s), month and year of issue. (5) Page reference - give the page number on which the article appears. If the article is only on one page, do not repeat that page number as the citation reference point. If the newspaper uses other forms of page and column designation, use those formats.
Newspaper articles accessed from electronic sources When citing newspaper articles accessed from an electronic source, for example a database such as Factiva or LexisNexis, use the rules outlined above and then add the following:
D. Conference and Seminar PapersConference and seminar papers are often collated and published as conference proceedings. Where this is the case, cite individual papers in the same manner as contributions to a collected work. Where individual conference papers are published in a periodical, cite as for other journal articles.If citing from an individual unpublished conference paper, the citation should include the following elements, in this order:
Conference papers accessed from electronic sources
E. Encyclopaedias Legal encyclopaedias are generally not usually cited because
of the overview nature of the material. However if a writer must cite an encyclopaedia
we recommend the following approach from the Australian
Guide to Legal Citation Australian Guide to Legal Citation
F. Loose-leaf publicationsCases, statutes and commentary on a specific subject will often be brought together in a loose-leaf service. The publication of statutes in this format is unofficial, and should not be cited. Cases published in these services follow standard citation rules, with details provided at the beginning of the case or series. When citing commentary from a loose-leaf service, the citation should include the following elements, in this order:
G. Government reports/publicationsWhen citing from government publications, there is a general procedure which should be followed where possible. The citation should include these elements in the following order:
(1) Jurisdiction - an abbreviated form of jurisdiction should be given if the jurisdiction is not made clear by any other element of the citation. Given in roman type followed with a full stop. (2) Issuing body - in roman type, with the first letter of all words capitalised, except articles, connectives and prepositions. This is followed by a comma. (3) Title - in italics, capitalise as above. After the title include in italics any specific designation e.g. Research report, Discussion paper. The specific designation should be separated from the title by a colon. (4) Author, if given.
(5) Publication details - in roman type and in brackets. Publication details are given in the same format as for books. (6) Citation reference point - if citing from a specific page of the publication, indicate the page number only. British Command papers have the command number included in the citation. The number follows the title.
A number of issues arise when citing government publications. The names of government departments and organisations change over time. In these cases, cite the title of the department or organisation as it appears on the document being cited. Some departmental reports and parliamentary reports which are originally published as government publications are subsequently tabled before parliaments and then become known as parliamentary papers. In this form the individual reports are allocated a parliamentary paper number and republished in the annual Parliamentary Papers series. When citing from a report in the Parliamentary Paper format, the elements of the citation will be slightly different.
The Parliamentary Paper number and year appear after the title designation and chairperson details where these are relevant. Government reports/publications accessed from electronic sources Use the rules outlined above and then add the following (7) The URL or internet address of the document, in angled brackets (8) Specific page or location if required, and if possible. See also Pinpointing Resources in this guide. (9) Date of access in parentheses
H. Parliamentary debates (Hansard)Parliamentary Debates, commonly referred to as Hansard, are the verbatim records of what is said in Parliament. When citing from these, or from the Journals or Votes and Proceedings of any house of parliament the following elements are given in the stated order:
(1) Jurisdiction (1) The jurisdiction is given in full and in roman type. (2) Title of document - given in italics. Capitalise the first letter of the title and then all words except articles, connectives and prepositions. (3) Issuing body - the name of the house of parliament is given in full and in roman type. In some publications there is one series of Hansard which includes debate from both houses. In such cases use the designation "Parliament". (4) Date - full date of debate (5) Page (6) Full name of speaker and position of speaker in the government or opposition ministry where applicable - in round brackets
I. Australian Bureau of Statistics materialsAll publications from the Australian Bureau of Statistics (ABS) are given a catalogue number which must be included in the citation, along with the following elements in the given order.
J. Law Reform Commission materialsMost common law jurisdictions have law reform agencies which advise the governments on areas of the law that need reform. These bodies publish papers within a number of categories - issues papers, background papers, working papers, discussion papers - as well as interim and final reports. When citing material from a Law Reform agency, the following elements are included, in the given order.
K. Other (Miscellaneous)There is a wealth of other types of material that may be used in research and consequently must be cited in either footnotes or bibliographies. Following are examples of a number of these "miscellaneous" publications. Remember the key points of being consistent, and including enough information to enable the reader to locate the source of the material cited.Unpublished theses and papers should be acknowledged in a bibliography as well as in footnotes. Other sources should be footnoted only.
Unpublished thesesWhen citing a thesis, the university under whose auspices the research was undertaken must be acknowledged.
Unpublished paper
Statement
Interview
Media Release
Speech or Address
Footnote in another work
Source cited in another source
Internet Sources - FTP and TelnetInternet sources include World Wide Web, Telnet, and FTP sites, as well as E-mail and Newsgroup messages. Most legal sources on the internet will have been covered in the previous sections under the relevant material type. However there may be some materials which have not been covered elsewhere in the guide.General rules relating to internet sites include
(1) The author's name,
Listservs (Discussion Lists) and Newsgroups(1) The author's name, if known
Bibliography Australian Guide to Legal Citation, 2nd ed (Melbourne : Melbourne University
Law Review Association, 2002)
The Bluebook : A Uniform System of Citation, 15th ed (Cambridge, Mass
: Harvard Law Review Association, 1991) Enright, Christopher, 'Legal Research and Interpretation Techniques'
papers presented for the Continuing Legal Education Department of the College
of Law (St Leonards, NSW : The Dept, 1994) Campbell, E et al, Legal Research : Materials and Methods, 4th ed (Sydney
: LBC Information Services, 1996) Li, Xi and Crane, N, Electronic Style : A Handbook for Citing Electronic
Information (Medford, N.J. : Information Today, 1996) McGill Law Journal Canadian Guide to Uniform Legal Citation, 2nd ed
(Toronto : Carswell, 1988) Olsson, L T, Guide to Uniform Production of Judgments, 2nd ed (Carlton
South, Vic : AIJA, 1999) Style Manual for Authors, Editors and Printers, 5th ed (Canberra :
AGPS Press, 1994) Style Manual for Authors, Editors and Printers, 6th ed (Canberra : John
Wiley & Sons Australia, Ltd, 2002) Stuhmke, Anita Legal Referencing (Sydney : Butterworths, 2001) University of Chicago Law Review & University of Chicago legal forum (eds)
The University of Chicago Manual of Legal Citation ([Rochester, N.Y.?]
; Lawyers Co-operative Pub. Co., Bancroft-Whitney Co. and Mead Data Central,
1989) Watt, Robert, Concise Legal Research, 4th ed (Sydney : Federation Press,
2001)
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